General Disclaimers:

The following text contains general disclaimers for the firm RoundBlock Capital LLC...

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Disclaimers

RoundBlock Capital LLC (“RoundBlock”) makes available this website and the information and services contained herein in furtherance of RoundBlock’s purposes.  While RoundBlock makes every effort to present accurate and reliable information on this site, RoundBlock does not endorse, approve or certify such information, nor does it guarantee the accuracy, completeness, efficacy, or timeliness of such information.  Use of such information is voluntary, and reliance on it should only be undertaken after an independent review by qualified experts. Reference herein to any specific commercial product, process or service does not constitute or imply endorsement, recommendation or favoring by Round Block.  Every effort has been made to ensure that the information on this website is accurate and complete, but neither Round Block, nor our officers, principals, employees or agents shall be liable to any person, party or entity for any losses, damages, costs or expenses (including, but not limited to, loss of profits, loss of use, direct, indirect, incidental or consequential damages) resulting from any errors in, omissions of or alterations to the information. The foregoing shall apply regardless of whether a claim arises in contract, tort, negligence, strict liability otherwise.

Risk Statement

Trading virtual currency, futures or options on futures involves substantial risk of loss and may not be suitable for all investors. You should carefully consider whether trading is suitable for you in light of your circumstances, knowledge, and financial resources.  You may lose all or more of your initial investment. Opinions, market data, and recommendations are subject to change at any time.  Past performance not indicative of future results.You should carefully consider whether such trading is suitable for you in light of your financial condition.  The high degree of leverage that is often obtainable in commodity futures and options trading can work against you as well as for you.  The use of leverage can lead to large losses as well as gains.  In some cases, managed commodity accounts are subject to substantial charges for management and advisory fees.  It may be necessary for those accounts that are subject to these charges to make substantial trading profits to avoid depletion or exhaustion of their assets. Under certain market conditions, you may find it difficult or impossible to liquidate a position. This can occur, for example, when the market reaches a daily price fluctuation limit (“limit move”).

FCM Statement

The funds you deposit with a futures commission merchant for trading futures positions are not protected by insurance in the event of the bankruptcy or insolvency of the futures commission merchant, or in the event your funds are misappropriated.  The funds you deposit with a futures commission merchant for trading futures positions are not protected by the Securities Investor Protection Corporation even if the futures commission merchant is registered with the Securities and Exchange Commission as a broker or dealer.

Electronic Trading

Account access, trade executions and system response and performance may be adversely affected, including delays and failures, as a result of: market volatility, trading volumes, illiquidity, quote delays, system and software errors, data or server outages, Internet traffic and capacity and other market conditions or factors. One or more of these factors may occur before or after you place a trade, resulting in a delayed or failed order placement, order cancellation, trade execution and/or acknowledgement of any of those actions. You are solely responsible for such risks.

Managed Futures

Managed futures accounts can subject to substantial charges for management and advisory fees.  It may be necessary for those accounts that are subject to these charges to make substantial trading profits in the future to avoid depletion or exhaustion of their assets.Investors interested in investing with a managed futures program (excepting those programs which are offered exclusively to qualified eligible persons as that term is defined by CFTC regulation 4.7) will be required to receive and sign off on a disclosure document in compliance with certain CFTC rules The disclosure documents contains a complete description of the principal risk factors and each fee to be charged to your account by the CTA, as well as the composite performance of accounts under the CTA’s management over at least the most recent five years. Investor interested in investing in any CTA program are urged to carefully read these disclosure documents, including, but not limited to the performance information, before investing in any such programs.Those investors who are qualified eligible persons as that term is defined by CFTC regulation 4.7 and interested in investing in a program exempt from having to provide a disclosure document and considered by the regulations to be sophisticated enough to understand the risks and be able to interpret the accuracy and completeness of any performance information on their own.Round Block receives a portion of the commodity brokerage commissions you pay in connection with your futures trading and/or a portion of the interest income (if any) earned on an account’s assets. CTAs may also pay RoundBlock a portion of the fees they receive from accounts introduced to them by RoundBlock.